Telephone : 713-772-2400 832-448-0533 (direct)

Toll free number : 1-800-887-7059

Fax : 800-887-7059

Information: jshu@shuandassociates.com

Clients: caraljh@shuandassociates.com


Member of State Bar of Texas
Member of American Trial Lawyers' Association
Member of American Immigration Lawyers Association
Member of American Society of International Law
Member of Bar of United States District Court for the Southern District of Texas


Employment Based Immigration Visas

There are five categories of Employment Based Immigration Visas:

Employment Based First Preference (EB1) or Priority Workers (28.6% of annual cap)

A. Extraordinary Ability

Employer and Labor Certification not required

The general requirement is that the individual should have risen to the "top of her/his field of endeavor."

(i) as demonstrated by national or international acclaim

(ii) which should be recognized through extensive documentation and

(iii) the alien should continue the work in the same field and

(iv) would substantially benefit the U.S. prospectively.

The definitions, being broad, could apply to a number of situations. The general requirement is that the individual should have risen to the "top of her/his field of endeavor."

The law states that receipt of the Nobel Prize or at least three types of evidence from the list below are needed to satisfy the criteria. Note that the submitted documentation must relate to and support the specific case presented to the USCIS.

1. Documentation of the alien's receipt of lesser nationally or internationally recognized prizes or awards for excellence in the field of endeavor.

2. Documentation of the alien's membership to associations in the field for which classification is sought, which require outstanding achievements of their members as judged by recognized national or international experts in their disciplines or fields.

3. Evidence of the alien's participation, either individually or on a panel, as a judge of the work of others in the same or an allied field of specification for which classification is sought.

4. Published material about the alien in professional or major trade publications or other major media, relating to the alien's work in the field for which classification is sought. Such evidence shall include the title, date, and author of the material, and any necessary translation.

5. Evidence of the alien's authorship of scholarly articles in the field, in professional or major trade publications or other major media.

6. Evidence of the alien's original scientific, scholarly, artistic, athletic, or business-related contributions of major significance in the field.

7. Evidence of the display of the alien's work in the field at artistic exhibitions or showcases.

8. Evidence of commercial successes in the performing arts, as shown by box office receipts or record, cassette, compact disc, or video / DVD sales.

9. Evidence that the alien has commanded a high salary or other significantly high remuneration for services, in relation to others in the field.

10. Evidence that the alien has performed in a leading or critical role for organizations or establishments that have a distinguished reputation.

An advantage of this category is that an employer is not required to sponsor this Petition.

B. Outstanding Professor or Researcher

Employer required but Labor Certification not required

This category is for "outstanding" academicians - professors and researchers who can establish a high level / degree of achievement in their fields. This category is available to individuals who can prove that they are "recognized internationally as outstanding in a specific academic area," have at least 3 years of teaching or research experience in their field of endeavor, and intend to teach or carry out research in that particular field in the United States.

The individual must have an offer of employment in his/her field. Employment from an accredited university must be for a tenure-track position. The employment can also be for a permanent research position with a private employer who has at least three full-time researchers and has documented accomplishments in that field.

In order to qualify for this visa, it is necessary to produce at least two of the following:

1. Published material in professional publications written by others about the alien's work in the academic field. Such material shall include the title, date, and author of the material, and any necessary translation.

2. Documentation of the alien's receipt of major prizes or awards for outstanding achievement in the academic field.

3. Documentation of the alien's membership in associations in the academic field, which require outstanding achievements of their members.

4. Evidence of the alien's original scientific or scholarly research contributions to the academic field.

5. Evidence of the alien's authorship of scholarly books or articles (in scholarly journals with international circulation) in the academic field.

6. Evidence of the alien's participation, either individually or on a panel, as a judge of the work of others in the same or allied academic field.

In addition to the above, the petition to the USCIS must be accompanied by an offer of employment for the applicant to work in his or her field from either an institution of higher education or a company with a research department / facility.

As stated above, if employment is from an academic institution, it needs to be a tenure or tenure-track position. If from a company, the employer should have in its employ at least three full-time researchers and have documented achievements by the company or its research personnel.

C. Multinational Executive or Manager

Employer required but Labor Certification not required

This immigrant visa category is designed to facilitate international transfer of executive or managerial personnel within multinational companies. The transfers can be between different branches of the same company, or between different companies with one of the following types of relationship: (1) parent-subsidiary; (2) home office-branch office; and (3) affiliate-affiliate.

In this category, the employee must have worked in either a managerial or executive capacity, for the related company abroad, for at least a one-year period in the three years preceding the transfer.

The employee should be coming to the United States company to function in an executive or managerial capacity. The employee may already be in the United States in a nonimmigrant visa status which normally is the L1A visa.

The U.S. company must show that it is either the parent, subsidiary, affiliate, or branch office of the company abroad and the relationship between the U.S. and overseas operations must be documented and proved. The U.S. company must have been formed for at least one year.

The Employment Based Second Preference (EB2) (28.6% of annual cap and unused EB-1)

Employer & Labor Certification required unless in the National Interest Waiver

This immigrant visa category is for "members of the professions holding advanced degrees," and "aliens of exceptional ability."

A. Members of the Professions Holding Advanced Degrees
Employer and Labor Certification Required

The USCIS defines an advanced degree as a professional or academic degree, given by a U.S. institution, beyond that of a baccalaureate. A foreign degree from an overseas institution may also be acceptable if the USCIS determines it to be equivalent to a U.S. degree.
After the baccalaureate degree five years of employment experience, involving incremental responsibility in the profession, may be used in place of the advanced degree to qualify for the second preference category. This is provided the position requires the advanced degree.
In this EB2 category, the applicant must have a job offer in the profession for which s/he is academically prepared. The employer must obtain appropriate "labor certification (LC)" from the U.S. Department of Labor.
The LC must indicate that the position offered is one that requires the advanced degree to perform the job. If the profession as a rule requires a doctoral degree, the job offer and the credentials of the applicant must indicate / reflect it.

B. Aliens of Exceptional Ability in the Sciences, Arts, or Business

Employer and Labor Certification Required
The USCIS has specified "exceptional ability" in the sciences, arts, or business as "a degree of expertise significantly above that ordinarily encountered." To prove such exceptional ability, USCIS regulations propose submitting at least three of these kinds of documentation:

  • A license to practice the profession or certification for a particular profession or occupation

  • Evidence in the form of letter/s from current or former employer/s showing that the alien has at least ten years of full-time experience in the occupation for which s/he is being sought

  • An official academic record showing that the alien has a degree, diploma, certificate, or similar award from a college, university, school, or other institution of learning, relating to the area of exceptional ability

  • Evidence that the alien has commanded a salary, or other remuneration for services, which demonstrates exceptional ability

  • Evidence of recognition for achievements and significant contributions to the industry or field by peers, governmental entities, or professional or business organizations.

  • Evidence of membership in professional associations. Here, the applicant must have a job offer in the profession for which s/he is academically prepared.

    The employer must obtain a permanent labor certification (LC) from the Department of Labor.

    C. National Interest Waiver

    Employer and Labor Certification not Required
    The national interest waiver (NIW) involves a standard higher than that required to establish a prospective national benefit. Click Here for Details.

    The Employment Based Third Preference (EB3) (28.6% annual cap and unused EB-1 and EB-2)
    Employer and Labor Certification required


    This is for individuals who are "skilled workers, professionals, and other workers."
    There must be a job offer by a United States employer for skilled workers and professionals. The job must be in the occupation for which s/he has received training or education, or a closely related occupation. The employer must obtain a labor certification (LC) from the U.S. Department of Labor.


    The LC must indicate that the position offered requires the education, training, or experience of the prospective employee. After the LC is approved, the employer may file an employment-based immigrant petition on behalf of the prospective employee.
    The category of "skilled," "unskilled," or "professional" is determined by the type of job and the background of the prospective employee.


    Skilled Workers
    The applicant must show capability in an occupation that requires at least two years of training or experience in order to qualify for the third-preference category under "skilled worker."


    Professionals
    Applicants must demonstrate the accomplishment of at least a U.S. baccalaureate degree (or its foreign equivalent) to be classified as "professional" for the third-preference category. The degree should be a minimum requirement in order to enter the profession. Qualifying jobs for this are similar to the specialty occupation for H-1B.


    Other Workers
    The other worker category is for occupations that require less than two years training / experience. The quota for this category is severely backlogged due to large numbers of applicants and low numbers of visas issued each fiscal year.

    The Employment Based Fourth Preference (EB4) (7.1% of annual cap)
    Employer required and Labor Certification not required


    This preference is for special immigrants, as explained here:
    Immigrants in this category include religious ministers, certain long-time employees of the U.S. government (or of certain international organization) employed abroad, and some physicians who have resided in the U.S. for a number of years, court dependants, etc.

    The Employment-Based Fifth Preference (EB5) INVESTOR VISA (7.1% of annual cap)
    Labor Certification not required


    This visa category is designed for those who invest one million dollars in a new enterprise that employs ten U.S. workers (exclusive of the immigrant, his/her spouse, and any sons and daughters) or $500,000, if the investment is in certain rural areas or an area of unemployment of at least 150 percent of the national average. Investor visas for those investing in rural or high unemployment areas are limited to a maximum of 3,000 every year.


    EB5 investors obtain permanent resident status on a conditional basis for two years and then must apply to remove the condition.


    Numerical Limitations for Limited Employment-Based Immigrants

    The annual cap for employment based immigration is 140,000. Whenever there are more qualified applicants for a category than there are available numbers, the category will be considered oversubscribed, and immigrant visas will be issued in the chronological order in which the petitions were filed until the numerical limit for the category is reached. The filing date of a petition or labor certificate becomes the applicant's priority date. Immigrant visas cannot be issued until an applicant's priority date is reached. In certain heavily oversubscribed categories, there may be a waiting period of several years before a priority date is reached. Check the Visa Bulletin for the latest priority dates.

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